Most recent books and articles about judicial politics expend scholarly energy in the study of the behavior of
legal elites or the description and critique of the rules and doctrines constructed by elites. However, in OVERSEERS
OF THE POOR, political scientist John Gilliom offers a most intriguing--if brief--foray into the grassroots politics
of rights. Using forty-eight semi-structured interviews with female welfare (Aid for Families with Dependent Children--AFDC)
clients from the Appalachian region of southeastern Ohio conducted during the mid-1990s, Gilliom explores the meaning
of privacy rights and the political power of the state.
Gilliom's book evaluates two provocative propositions. First, he asserts that surveillance, "the increasingly
routine use of personal data and systematic information in the administration of institutions, agencies, and businesses"
(p. 2), is the primary technique by which elites exercise political power over the poor. This proposition, defined
in the studies of sexuality and the final lectures of Michel Foucault (1980, 1991) and explored at length by British
scholars Nikolas Rose and Peter Miller (1990, 1992, 1996) and the Australian sociologist Pat O'Malley (1991, 1993),
is not new. However, Gilliom also contends that it is central to any understanding of the management of the American
poor. Second, Gilliom argues that the reaction of poor women to surveillance was not couched in the language and
action of
privacy rights. Rather, they said "very little about the idea of rights, or of privacy, or of other potentially
emancipatory legal claims" (p. 5). This evidence leads him to propose that opposition to surveillance has
"very little to do with the ongoing mainstream legal and policy debates about right to privacy and due process"
(p. 6).
Gilliom evaluates his propositions in the five following chapters. First, he employs locally collected historical
information to describe the increasing surveillance of welfare mothers over time. The surveillance, he contends
culminated in the appearance of a computerized client information system known as CRIS-E. According to Gilliom,
the record keeping urge, culminating in the "information panopticon" that is CRIS-E, had a political
meaning. It symbolized the broad reaching efforts of the state to collect information--with great efficiency--on
the poor. Also, it signified the capacity of the state to use information and exert its power to monitor the
diverse aspects of the lives of poor mothers.
In the next chapter Gilliom uses interview material to describe how welfare mothers perceived surveillance of their
lives. Needless to say, most resented the intrusion of the state into their personal financial
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choices and living arrangements. Especially they resented the intrusive enforcement of legal limitations and detailed
administrative rules that the state imposed on their behavior (family life and sexual activity), income, and expenditures
just so they could qualify to receive a payment that was insufficient for their economic survival. The interviews
thus portray people who were thrust into political and economic powerlessness, hassles with the state's employees,
and degradation--not just because of administrative legality but also because of the overweening surveillance that
accompanies it.
Despite the appearance of CRIS-E, in the next chapter Gilliom contends that there are limits to the state's authoritarian
tendencies in the acquisition and use of information to supervise the poor. Using interview data, he argues that
the interviewed welfare mothers did not always "lump it." They could resist surveillance. Yet, it is
the form of the resistance that was important. The mothers did not use the discourse of rights, let alone make
rights claims against the state in adjudicatory forums. Instead, they complained to each other or undertook illegal
or deceptive actions to avoid surveillance and control by the state. Gilliom suggests that the
welfare mothers thus stood outside the Western idea of the rights-bearing individual who can deploy legal action
to offset abuses of official power. Because of ignorance of rights and the complexity of AFDC's administrative
rules, fear of sanctions, economic need, and political powerlessness, the mothers simply lacked the expertise,
resources, and opportunity to think legally, employ privacy rights, and challenge the surveillance of their lives.
Then, Gilliom describes the practice of resistance of surveillance by welfare mothers. In resistance, the mothers
sometimes found assistance in state social services administrators who will tweak the rules to help them. However,
much of the resistance was more individual acts of subterfuge, concealment, and evasion. Although interview data
that illustrates these practices is slim, making this one of the weakest sections of the book, Gilliom concludes
that surveillance forces welfare mothers into these actions and forces them to lie to those who manage their lives.
In the final chapter Gilliom explores the meaning of both surveillance of welfare mothers-the evidence related
to his first proposition-and the mothers' practice of a politics of resistance via subterfuge rather than the a
politics of rights and legal action-the evidence related to his second proposition. His argument is that the politics
of rights presumes a "hyper-individualist understanding of life and society" (p. 121). However, he finds
that the creeping expansion of surveillance and the use of the data it generates by the state to make people "over
in its vision" (p. 131) disempowers many in the polity and concentrates power in the hands of the few. It
is a tendency that many persons cannot effectively challenge. The value of rights and legal action thus appears
as a myth if not a lie.
In my estimation Gilliom's book provides two important lessons. In a style that is readily accessible to both
scholars and university students, he tells us that the idea of right-bearing individuals who can effectively assert
the courage of their convictions and defend their personal liberty and autonomy through law and legal action is
but a myth. Rather, he provides evidence that legality-privacy rights and due process--is largely absent from
the world of the poor-and perhaps other Americans-
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and that law rarely empowers them. They are too often subjects of surveillance, caught in a machinery of paternalistic
oversight that tries to define how they should live their lives. Second, the use of law to resist such oversight
is beyond the knowledge and capacity of many persons. They sense subjection, but the world of disputing, cause
lawyers, and legal services is too often beyond their grasp. Instead, they resist in ways that ignore democratic
procedures and that deny the legitimacy of politics and government. Together these lessons help convince me that
Americans live in one of two worlds-one in which the core faith is the value of the rule of law and another in
which law and politics are deemed subjective and deserve to be subverted.
Although insightful, Gilliom's presentation nonetheless has limitations. One is the question of the reliability
of his findings given his use of a case study methodology and a small sample. Another limitation is his neglect
of how gender figures in the politics of rights and surveillance. Does the control of poor women by the state
have any special significance or meaning?
The book's epilogue drew my attention to a third limitation of the book. The epilogue describes Gilliom's reaction
to a search of his family's home by police who were looking for evidence of marijuana cultivation. Although Gilliom
insightfully uses his personal experience to recount the sensations of frustration, anger, powerlessness, and abuse
of the self that flow from surveillance, the epilogue describes a different form of surveillance than exists in
the lives of welfare mothers. Surveillance of welfare mothers is an ongoing and detailed means of control of a
powerless class; searches by police are episodic interventions by, as Gilliom describes them, overzealous and legally
incompetent local political figures. Yet, he is right that both situations involved the politics and power of
surveillance. Thus, his two case studies present scholars with the possibility of having to decipher the linkage
of law to the multiple forms of surveillance that might exist. Indeed, since the Congress replaced AFDC with TANF
(Temporary Assistance for Needy Families) and required that state governments reduce the welfare rolls, a new system
of surveillance and control of the poor has emerged. Also, a topic not addressed by Gilliom is the expanded surveillance
of the individual by corporations. From the supermarket scanner to the Internet cookie the modern corporation
is ensuring its survival and its shareholders power and profits by the surveillance of tastes and
expenditures. What does this bode for political power and privacy rights?
A fourth limitation is revealed by Gilliom's reification of "the state." Throughout the book he fails
to specify exactly who is gaining power from surveillance of welfare mothers. Is it caseworkers? Is it Ohio's
appointed or elected officialdom? Is it taxpayers, voters, interests groups, corporations, or some other body?
Or, as I suspect, is it some complex of all of them? By throwing at us the term "the state," Gilliom
does not examine those multiple power centers, flows of political and economic power, and multiple regimes of surveillance
(caseworkers over the poor, state bureaucrats over caseworkers, elected officials over state bureaucrats,
interest groups and corporations over elected officials), and diverse acts of resistance that are the centerpiece
of Michel Foucault's (1980: 81-102) conception of power. Thus, the problem facing scholars is how to go beyond
Gilliom and more richly depict not just the scope of surveillance but its
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complex effect on the slippery questions of who has power, how they use the judicial process to defend their power,
and whether power-deprived persons
can use legal forms to assert their privacy rights and personal autonomy.
Despite these limitations, I strongly urge scholars and their students to read Gilliom's book. Reading it will
encourage thought about the effectiveness of rights and the political meaning of law and judicial actions beyond
traditional, instrumentalist approaches to "judicial impact." Although law professors will crank out
their books on the legitimacy of judicial review and political scientists will model and remodel cert decision
making by the Supreme Court's justices, Gilliom's approach suggests the value of looking beyond the instruments
of judicial action and into how law constitutes the politics and defines the disposition of political power. My
frustration with his book thus is not what he did but that he could not do more on this topic. Perhaps that is
why I believe the assessment of public understandings of law and legal action should be high on the agenda of future
judicial politics scholarship.
REFERENCES:
Foucault, Michel. 1980. THE HISTORY OF SEXUALITY, VOLUME I: AN INTRODUCTION. New York: Vintage Books.
------ .1991. "Governmentality." In THE FOUCAULT EFFECT: STUDIES IN GOVERNMENTALITY. Ed. Graham Burchell,
Colin Gordon, and Peter Miller.
Chicago: University of Chicago Press.
Miller, Peter and Nikolas Rose. 1990. "Governing economic life," ECONOMY AND SOCIETY 19: 1-31.
O'Malley, Pat. 1991. "Legal Networks and Domestic Security," STUDIES IN LAW, POLITICS, AND SOCIETY 11:
171-90.
------. 1993. "Containing Our Excitement: Commodity Culture and the Crisis of Discipline," STUDIES IN
LAW, POLITICS, AND SOCIETY 13: 159-86.
Rose, Nikolas. 1996. "Governing 'advanced' liberal democracies," in FOUCAULT AND POLITICAL REASON: LIBERALISM,
NEO-LIBERALISM AND RATIONALITIES OF GOVERNMENT. Ed. Andrew Barry, Thomas Osborne, and Nikolas Rose. Chicago: University
of Chicago Press.
------ and Peter Miller. 1992. "Political Power beyond the State: problematics of government," BRITISH
JOURNAL OF SOCIOLOGY 43: 173-205.
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Copyright 2002 by the author, Richard A. Brisbin, Jr.